Director of Accounting, Private Wealth Management

Category: Accounting Location: San Francisco Job ID: 16256 Date Posted: December 5th, 2018

Key responsibilities include:

  • Oversee accounting operations for Private Wealth Management (PWM) segment
  • Oversee PWM month- and quarter-end closing process
  • Ensure timeliness, accuracy, and usefulness of reporting for PWM; oversee the preparation and communication of PWM’s monthly, quarterly and year-end financial reports, including regulatory reports
  • Lead the relationship with PWM business unit and subdivisions thereof, provide timely reporting and other requested financial information
  • Lead technical accounting research for PWM complex accounting matters
  • Ensure compliance with ASC 606, Revenue Recognition
  • Key liaison for the stand alone audit of broker-dealer
  • Key liaison with external auditors during the audits and quarterly reviews for the PWM-related areas, the regulators for their examinations of the PWM-related areas, as well as internal auditors.
  • Play a key role in system implementations that impact PWM accounting
  • Ensure maintenance of effective internal controls and appropriate accounting procedures for PWM, including evaluation of processes and controls for compliance with SOX 404.
  • Support special projects.
  • Recruit, manage, and develop a strong, performance-oriented PWM accounting organization, capable of actively and effectively engaging and growing with the business.


  • Bonus + Strong Benefits
  • Monthly gym stipend
  • Subsidized cafeteria
  • 401k match – 100% of the first 3%
  • Fun Events
  • Employee Volunteer program

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